In this short audio excerpt from a recent PIMFA webinar on Client Assets, Katharine Leaman, Leader of The PIMFA CASS Academy, outlines five key areas the regulator expects firms, who hold or control client money or assets, to be on top of.
In this short audio excerpt from a recent PIMFA webinar on Client Assets, Katharine Leaman, Leader of The PIMFA CASS Academy, outlines five key areas the regulator expects firms, who hold or control client money or assets, to be on top of.