PIMFA
Rules breaches can have negative connotations; after all, non-compliance is never good. It can depend, of course, on what the breach is, whether its material, affects many clients or appears systemic.
In this short audio excerpt, taken from a recent PIMFA webinar on ‘CASS Assets’, Katharine Leaman, Leader of The PIMFA CASS Academy explains why a breach that you identify yourself, in-house, perhaps through a review or just by an alert individual, can be good, provided it is handled well.
