PIMFA
What you'll learn
The PIMFA CASS Clients Academy (CCA) will change the way you and your firm approach CASS. You will emerge better able to tackle your firms toughest CASS audit challenges, lead with greater CASS knowledge, and inspire assurance at all levels in your firm that your next CASS audit is a success. Click on the button below to review the six online sessions.
By enrolling on The PIMFA CASS Clients Academy you will:
- Adapt your approach to client money & assets in line with expected audit findings and future regulatory changes
- Reduce your internal workload and the resources required to facilitate the annual CASS audit
- Discover tools, templates and techniques to enhance your CASS framework
- Overcome your most challenging CASS issues with support from your peers
- Recognise the potential or actual gaps in your 3LoD and have an action and implementation plan for their resolution
- Learn how to enhance all that you do from the regulator, auditors and CASS SMFs
- Develop the capabilities needed to maintain and enhance your CASS control environment
- Strengthen and maintain appropriate governance and oversight frameworks to monitor the operational effectiveness of the systems and controls that are designed to achieve compliance with the CASS rules
- Gain and build a network of your CASS peers
