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- Blogs (3)
- Infographic (1)
- Podcasts (4)
- Short Videos (4)
- Webinars (2)
Navigating CASS Governance & Assurance
Join John O’Dwyer, CEO and Founder of Ruleguard, and Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard, as they delve into the evolution of CASS governance challenges from 2013-14 to the present.
Revolutionising CASS Compliance: A Tech-Driven Exploration
Join Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard and Matthew Bruce, Platform Director, as they discuss the intricate world of compliance, particularly focusing on the evolution of technology in managing risks.
Unlocking Regulatory Compliance: Overcoming CASS Challenges
Dive into the world of regulatory compliance with Ruleguard in this video, featuring Matthew Bruce, Platform Director and Ed Buckman, Commercial Strategy Director.
Ruleguard’s Evolution: A Journey Through CASS Compliance Excellence
Embark on Ruleguard’s transformative journey with CEO John O’Dwyer and Head of Commercial Strategy, Ed Buckman, in this video. Discover how Ruleguard pioneered Client Asset and Client Money (CASS) software in 2013, becoming a trailblazer in the industry. Gain insights into the challenges businesses faced in adhering to the FCA’s revamped CASS regime and see how Ruleguard’s technology emerged as a game-changer.
CASS Compliant? Prove It!
Listen to this PIMFA podcast episode on how you can demonstrate your firms compliance with the CASS rules.
CASS: Crush Your Next Audit Not Your Budget
Listen to this PIMFA podcast episode explaining how PIMFA member firms can crush their CASS audit goals every time.
CASS: Why Finding Breaches Is Not All Bad News
Listen to this PIMFA podcast episode on why finding breaches is not always bad news.
CASS: 5 Key area the FCA expects you to be on top of
Listen to this PIMFA podcast episode on 5 Key area the FCA expects you to be on top of.
Discover the benefits of CASS audits
The regulator aims to avoid disorderly failure. The CASS sourcebook supports the regulator to meet its objectives.