PIMFA
Let’s face it, all firms want to crush their next CASS Audit, addressing any gaps in their systems and processes in time for their firm’s formal CASS audit, but actually, achieving these goals can sometimes be a different story.
Katherine Lehman, co-founder and lead trainer of The PIMFA CASS Academy alongside Priscilla Gaudoin, Head of Risk and Compliance at Ruleguard, explains how PIMFA member firms can crush their CASS audit goals every time.
