PIMFA
Is it for me?
The CASS Clients Academy (CCA) rapidly upskills CASS Officers, Operations, Compliance, Certification Function Holders, and Custodians to manage your next CASS audit and withstand scrutiny from regulators, auditors and senior managers.
In particular the CASS Academy supports:
- CASS Officers who want to do away with a ‘tick-box’ approach to CASS compliance and instead seek a best practice approach to be better prepared to deliver operational CASS excellence, challenge existing processes and respond rapidly to unexpected, consequential events.
- Senior compliance professionals with responsibility for CASS advice in the firm and want to build their confidence, knowledge, and skills to perform their CASS role at a higher level.
- Rising compliance professionals moving into a role with greater CASS responsibility requires the practical skills, the CASS ‘know-how’ and proven approaches to fast track their firms CASS audit preparations.
- Certified individuals currently responsible for CASS operational oversight preparing to take on broader CASS responsibilities that require a sector wider educational experience to design and implement a robust CASS compliance framework that will benefit their firm and feed relevant, qualitative information to the senior management
- Senior personnel within a CASS small firm that may be moving up to CASS medium, and want to mitigate the risk of regulatory sanction, meet their own regulatory CASS obligations, to ensure their firm is maintaining appropriate evidence of adherence to CASS rules in line with accepted best practice.
