PIMFA
News & Insights
The latest news and updates from The CASS Academy
Content provided by Ruleguard and Leaman Crellin
Categories
- Blogs (3)
- Infographic (1)
- Podcasts (4)
- Short Videos (4)
- Webinars (4)
CASS Skilled Person Review: How to Respond, Tackle and Avoid Action
In this PIMFA webinar, we’ve assembled a panel of FCA-appointed skilled persons alongside specialists in CASS compliance to answer your most pressing concerns about the s166 review process.
CASS: The calm before the s166 storm
In this PIMFA webinar, we unpick the crucial steps leading up to a Section 166 notice, demystifying the key processes and interactions the FCA undertakes before a review of a firm’s approach to CASS is initiated.
Navigating CASS Governance & Assurance
Join John O’Dwyer, CEO and Founder of Ruleguard, and Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard, as they delve into the evolution of CASS governance challenges from 2013-14 to the present.
Revolutionising CASS Compliance: A Tech-Driven Exploration
Join Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard and Matthew Bruce, Platform Director, as they discuss the intricate world of compliance, particularly focusing on the evolution of technology in managing risks.
Unlocking Regulatory Compliance: Overcoming CASS Challenges
Dive into the world of regulatory compliance with Ruleguard in this video, featuring Matthew Bruce, Platform Director and Ed Buckman, Commercial Strategy Director.
Ruleguard’s Evolution: A Journey Through CASS Compliance Excellence
Embark on Ruleguard’s transformative journey with CEO John O’Dwyer and Head of Commercial Strategy, Ed Buckman, in this video. Discover how Ruleguard pioneered Client Asset and Client Money (CASS) software in 2013, becoming a trailblazer in the industry. Gain insights into the challenges businesses faced in adhering to the FCA’s revamped CASS regime and see how Ruleguard’s technology emerged as a game-changer.
CASS Compliant? Prove It!
Listen to this PIMFA podcast episode on how you can demonstrate your firms compliance with the CASS rules.
CASS: Crush Your Next Audit Not Your Budget
Listen to this PIMFA podcast episode explaining how PIMFA member firms can crush their CASS audit goals every time.
CASS: Why Finding Breaches Is Not All Bad News
Listen to this PIMFA podcast episode on why finding breaches is not always bad news.
